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Filing Details

Accession Number:
0001567619-19-017750
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-09-03 13:03:26
Reporting Period:
2019-08-29
Accepted Time:
2019-09-03 13:03:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
792987 Astec Industries Inc ASTE Construction Machinery & Equip (3531) 620873631
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1276725 C Stephen Anderson 1725 Shepherd Rd.
Chattanooga TN 37343
Vp-Administration & Corp Sec No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-08-29 2,200 $27.75 5,516 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 97 Indirect by 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock $0.00 0 0 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
0 0 Direct
Footnotes
  1. Shares held in the reporting person's 401(k) account are based upon a plan statement dated September 3, 2019.
  2. Holdings include 3,316 Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date.
  3. Prior Form 4 filed on April 10, 2018 showed an acquisition of 203.7108 phantom shares in error due to reporting error by the Company's SERP trustee. Those phantom shares were not actually acquired.