Filing Details

Accession Number:
0001209191-19-047872
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-30 18:28:18
Reporting Period:
2019-08-22
Accepted Time:
2019-08-30 18:28:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1633978 Lumentum Holdings Inc. LITE Communications Equipment, Nec (3669) 473108385
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1648170 G Judy Hamel C/O Lumentum Holdings Inc.
400 North Mccarthy Blvd.
Milpitas CA 95035
Svp, Gc And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-08-22 7,934 $0.00 60,259 No 4 A Direct
Common Stock Disposition 2019-08-28 2,672 $56.74 57,587 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Footnotes
  1. Represents the acquisition of performance stock units ("PSUs") upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on November 8, 2018. The PSUs vest as to 1/3 of the shares on August 28, 2019, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan
  2. These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units and PSUs.