Home > Insider Trading > Filing (0000064040-19-000178)

Filing Details

Accession Number:: 0000064040-19-000178
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-08-29 18:50:05
Reporting Period:: 2019-08-27

Accepted Time:: 2019-08-29 18:50:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
64040	S&P Global Inc.	SPGI	Services-Consumer Credit Reporting, Collection Agencies (7320)	131026995

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1639790	Courtney Geduldig	55 Water Street New York NY 10041	Evp, Public Affairs	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2019-08-27	437	$77.81	8,354	No	4	M	Direct
Common Stock	Disposition	2019-08-27	272	$256.76	8,082	No	4	F	Direct
Common Stock	Disposition	2019-08-27	71	$256.38	8,011	No	4	S	Direct
Common Stock	Disposition	2019-08-27	11	$257.76	8,000	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options (Right to Buy)	Disposition	2019-08-27	437	$0.00	437	$77.81

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2015-04-01	2024-03-31	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,653	Indirect	By Spouse

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Restricted Stock Units	$0.00	2017-12-31	2019-12-31	336	336	Direct
Common Stock	Restricted Stock Units	$0.00	2019-12-31	2019-12-31	276	276	Indirect
Common Stock	Restricted Stock Units	$0.00			705	705	Direct
Common Stock	Restricted Stock Units	$0.00	2020-12-31	2020-12-31	377	377	Indirect
Common Stock	Restricted Stock Units	$0.00			493	493	Indirect
Common Stock	Restricted Stock Units	$0.00			512	512	Direct
Common Stock	Restricted Stock Units	$0.00	2020-12-01	2020-12-01	242	242	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-12-31	336	336	Direct
2019-12-31	276	276	Indirect
	705	705	Direct
2020-12-31	377	377	Indirect
	493	493	Indirect
	512	512	Direct
2020-12-01	242	242	Indirect

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $256.34 to $256.76, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
The reporting person acquired beneficial ownership of these shares upon her marriage to the owner of the shares on 07/14/2018.
As previously reported, the reporting person was granted 1,283 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.
Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
As previously reported, the reporting person was granted 986 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
The reporting person's spouse was granted 812 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.
The reporting person was granted 705 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
The reporting person's spouse was granted 563 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.
The reporting person's spouse was granted 493 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date.
As previously reported, the reporting person was granted 764 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
The reporting person's spouse was granted 361 restricted stock units on 12/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/01/2018 and will vest 33% on 12/01/2019 and 34% on 12/01/2020.