Filing Details
- Accession Number:
- 0001239944-19-000038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-29 17:37:47
- Reporting Period:
- 2017-05-23
- Accepted Time:
- 2019-08-29 17:37:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 46129 | Allied Motion Technologies Inc | AMOT | Instruments For Meas & Testing Of Electricity & Elec Signals (3825) | 840518115 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1612951 | R Michael Winter | C/O Allied Motion Technologies Inc. 495 Commerce Drive, Suite 3 Amherst NY 14228 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-05-23 | 2,000 | $24.69 | 0 | No | 4 | S | Indirect | By IRA |
| Common Stock | Acquisiton | 2018-06-13 | 2,000 | $48.97 | 2,000 | No | 4 | P | Indirect | By IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 14,118 | Direct |
Footnotes
- These transactions were executed by the custodian for reporting person's individual retirement account (the "Firm"). The Firm did not discuss such transactions with the reporting person at the time the trades were made and the reporting person recently became aware that such sales and repurchase had been made. The initial sale transaction was contrary to the instructions of the reporting person and the subsequent repurchase transaction was also executed by the Firm without the the reporting person's authorization.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.6469 to $24.7065, inclusive. The reporting person undertakes to provide to Allied Motion Technologies Inc., any security holder of Allied Motion Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Reflects the reporting person's holdings as of May 23, 2017 after the unauthorized sale transaction that was effected by the Firm on such date.
- Reflects the reporting person's holdings as of June 13, 2018 after the unauthorized repurchase transaction that was effected by the Firm on such date.
- The reporting person's prior Section 16 filings reported his IRA holdings as directly owned by the reporting person. The reporting person is reporting the subject shares as indirectly owned in this Form 4 to show the net effect of the unauthorized transactions effected by the Firm.
- Includes shares purchased in the reporting person's IRA account that were previously reported on a Form 4 filed on May 14, 2019.
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