Filing Details

Accession Number:
0001567619-19-017677
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-29 16:20:43
Reporting Period:
2019-08-27
Accepted Time:
2019-08-29 16:20:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1505497 Biorestorative Therapies Inc. BRTX Services-Misc Health & Allied Services, Nec (8090) 911835664
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1528040 Jeffrey A. Radov 8 Walworth Avenue
Scarsdale NY 10583
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-08-27 3,000 $0.27 21,500 No 4 P Direct
Common Stock Acquisiton 2019-08-28 3,000 $0.28 24,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $0.75 2022-02-09 30,000 30,000 Direct
Common Stock Stock Option $0.75 2022-12-07 5,000 5,000 Direct
Common Stock Stock Option $0.75 2023-10-04 12,500 12,500 Direct
Common Stock Stock Option $0.75 2024-02-18 25,000 25,000 Direct
Common Stock Stock Option $0.75 2024-10-23 50,000 50,000 Direct
Common Stock Stock Option $0.75 2025-09-04 115,500 115,500 Direct
Common Stock Stock Option $0.75 2026-06-10 128,000 128,000 Direct
Common Stock Stock Option $0.75 2027-06-23 125,000 125,000 Direct
Common Stock Stock Option $0.75 2028-10-29 75,000 75,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-02-09 30,000 30,000 Direct
2022-12-07 5,000 5,000 Direct
2023-10-04 12,500 12,500 Direct
2024-02-18 25,000 25,000 Direct
2024-10-23 50,000 50,000 Direct
2025-09-04 115,500 115,500 Direct
2026-06-10 128,000 128,000 Direct
2027-06-23 125,000 125,000 Direct
2028-10-29 75,000 75,000 Direct
Footnotes
  1. The option is exercisable to the extent of 15,000 shares on each of February 10, 2012 and February 10, 2013.
  2. The option is exercisable to the extent of 2,500 shares on each of December 7, 2012 and December 7, 2013.
  3. The option is exercisable to the extent of 6,250 shares on each of October 4, 2013 and October 4, 2014.
  4. The option is exercisable to the extent of 8,334 shares on February 18, 2014, and 8,333 shares on each of February 18, 2015 and February 18, 2016.
  5. The option is exercisable to the extent of 16,667 shares on each of October 23, 2015 and Octobe 23, 2016 and 16,666 shares on October 23, 2017.
  6. The option is exercisable to the extent of 57,750 shares on December 22, 2015, and 19,250 shares on each of September 4, 2016, September 4, 2017 and September 4, 2018.
  7. The option is exercisable to the extent of 42,667 shares on each of June 10, 2016 and June 10, 2017, and 42,666 shares on June 10, 2018.
  8. The option is exercisable to the extent of 41,667 shares on each of June 23, 2017 and June 23, 2018, and 41,666 shares on June 23, 2019.
  9. The option is exercisable to the extent of 25,000 shares on each of October 29, 2018, October 29, 2019 and October 29, 2020.