Filing Details

Accession Number:
0001209191-19-047620
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-28 17:21:14
Reporting Period:
2019-08-26
Accepted Time:
2019-08-28 17:21:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1128361 Hope Bancorp Inc HOPE National Commercial Banks (6021) 954849715
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1250287 Hyun Chung Lee 3731 Wilshire Blvd.
Suite 1000
Los Angeles CA 90010
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-08-26 3,050 $13.34 237,569 No 4 S Direct
Common Stock Disposition 2019-08-27 6,950 $13.34 230,619 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-qualified stock option (right to buy) $17.18 2026-09-01 20,000 20,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-09-01 20,000 20,000 Direct
Footnotes
  1. These options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. 1/3 of the options vested immediately on the grant date, with the remaining 2/3 vesting in two equal annual installments thereafter.