Filing Details

Accession Number:
0001209191-19-047601
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-28 16:09:14
Reporting Period:
2019-08-27
Accepted Time:
2019-08-28 16:09:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1438133 Tandem Diabetes Care Inc TNDM Surgical & Medical Instruments & Apparatus (3841) 204327508
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1542377 B Brian Hansen C/O Tandem Diabetes Care, Inc.,
11075 Roselle Street
San Diego CA 92121
Evp & Chief Commercial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-08-27 6,969 $18.86 9,960 No 4 M Direct
Common Stock Disposition 2019-08-27 6,969 $70.00 2,991 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2019-08-27 6,969 $0.00 6,969 $18.86
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
75,000 No 4 M Direct
Footnotes
  1. The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2018 and amended on May 16, 2019.
  2. The option shall vest as to fifty percent (50%) of the underlying shares on 06/14/2019, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter.
  3. The expiration date for these options is 10 years from the date of grant.