Filing Details

Accession Number:
0001127602-19-027517
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-28 16:05:08
Reporting Period:
2019-08-26
Accepted Time:
2019-08-28 16:05:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
72741 Eversource Energy ES Electric Services (4911) 042147929
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1674360 J Philip Lembo C/O Eversource Energy
300 Cadwell Drive
Springfield MA 01104
Evp & Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, $5.00 Par Value Disposition 2019-08-26 1,256 $79.61 40,699 No 4 S Direct
Common Shares, $5.00 Par Value Disposition 2019-08-26 373 $0.00 40,326 No 5 G Direct
Common Shares, $5.00 Par Value Disposition 2019-08-26 373 $0.00 39,953 No 5 G Direct
Common Shares, $5.00 Par Value Disposition 2019-08-26 373 $0.00 39,580 No 5 G Direct
Common Shares, $5.00 Par Value Disposition 2019-08-26 125 $0.00 39,455 No 5 G Direct
Common Shares, $5.00 Par Value Acquisiton 2019-08-26 125 $0.00 125 No 5 G Indirect Lembo Charitable Trust
Common Shares, $5.00 Par Value Disposition 2019-08-26 3 $0.00 39,452 No 5 G Direct
Common Shares, $5.00 Par Value Acquisiton 2019-08-26 3 $0.00 535 No 5 G Indirect Custodial Account for grandchild
Common Shares, $5.00 Par Value Disposition 2019-08-26 3,094 $79.94 0 No 4 I Indirect 401K Plan (Trustee)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 5 G Direct
No 5 G Direct
No 5 G Direct
No 5 G Direct
No 5 G Indirect Lembo Charitable Trust
No 5 G Direct
No 5 G Indirect Custodial Account for grandchild
No 4 I Indirect 401K Plan (Trustee)
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares, $5.00 Par Value Phantom Shares Disposition 2019-08-26 4,080 $79.94 4,080 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 I Direct
Footnotes
  1. The price in Column 4 is the weighted average price. These shares were sold in two transactions at prices of $79.605 and $79.611. The reporting person undertakes to provide Eversource Energy, any security holder of Eversource Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at the prices set forth above.
  2. Includes restricted share units and dividend equivalents thereon.
  3. Bona fide gift to family charitable trust for which the reporting person is the trustee. The reporting person disclaims beneficial ownership of these securities.
  4. Represents shares held by a family charitable trust for the benefit of certain members of the reporting person's family, of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of these securities.
  5. Bona fide gift to custodial account for which the reporting person is the custodian. The reporting person disclaims beneficial ownership of these securities.
  6. These shares are held in an account for the reporting person's minor grandchild and the reporting person is the custodian of the account. The reporting person disclaims ownership of the shares held in the custodial account, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
  7. Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
  8. Reporting person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Shares of phantom stock may be transferred by the reporting person into an alternative investment at any time.