Filing Details
- Accession Number:
- 0001061434-19-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-28 14:28:07
- Reporting Period:
- 2019-08-27
- Accepted Time:
- 2019-08-28 14:28:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1380846 | Tristate Capital Holdings Inc. | TSC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1061434 | F James Getz | One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-08-27 | 12,500 | $19.37 | 299,673 | No | 4 | P | Indirect | By Getz Enterprises, L.P. |
| Common Stock | Acquisiton | 2019-08-28 | 12,500 | $19.45 | 312,173 | No | 4 | P | Indirect | By Getz Enterprises, L.P. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Getz Enterprises, L.P. |
| No | 4 | P | Indirect | By Getz Enterprises, L.P. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 368,944 | Direct | |
| Common Stock | 549,210 | Direct | |
| Common Stock | 140,618 | Indirect | By Stephens Inc. FBO James F. Getz Individual Retirement Account |
Footnotes
- The price reported in Column 4 is the weighted average price of the trades on August 27, 2019. The shares were sold in multiple transactions at prices ranging from $19.28 to $19.50 per share. The Reporting Person undertakes to provide to TriState Capital Holdings, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The Reporting Person is the general partner of this entity.
- The price reported in Column 4 is the weighted average price of the trades on August 28, 2019. The shares were sold in multiple transactions at prices ranging from $19.43 to $19.61 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Owned by the Reporting Person, individually.
- Shares held jointly by the Reporting Person and spouse.
- The Reporting Person is the beneficiary of this account.
Billionaire Hedge Funds
