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Filing Details

Accession Number:
0000920112-19-000226
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-28 12:12:37
Reporting Period:
2019-08-28
Accepted Time:
2019-08-28 12:12:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
920112 Heartland Financial Usa Inc HTLF State Commercial Banks (6022) 421405748
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1545176 Bryan Mckeag 1398 Central Ave.
Dubuque IA 52001
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-08-28 1,000 $41.76 18,818 No 4 P Indirect Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 17,818 Indirect Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock 2019 Time-Based Restricted Stock $0.00 2,247 0 Direct
Common Stock 2019 Performance Based Restricted Stock (3-year performance) $0.00 2,247 0 Direct
Common Stock 2018 Time-Based Restricted Stock $0.00 726 0 Direct
Common Stock 2018 Performance Based Restricted Stock (3-year performance) $0.00 1,453 0 Direct
Common Stock 2018 Performance Based Restricted Stock (1-year performance) $0.00 245 0 Direct
Common Stock 2017 Time-Based Restricted Stock $0.00 540 0 Direct
Common Stock 2017 Performance Based Restricted Stock (3-year performance) $0.00 810 0 Direct
Common Stock 2017 Performance Based Restricted Stock (1-year performance) $0.00 988 0 Direct
Common Stock 2015 Time-Based Restricted Stock $0.00 625 0 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2,247 0 Direct
2,247 0 Direct
726 0 Direct
1,453 0 Direct
245 0 Direct
540 0 Direct
810 0 Direct
988 0 Direct
625 0 Direct
Footnotes
  1. These shares are held by Bryan R and Linda M McKeag Living Trust dated 02-18-2009
  2. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
  3. Of these restricted stock units, 1/3 vest on 3-6-2020, 1/3 vest on 3-6-2021, and 1/3 vest on 3-6-2022.
  4. These restricted stock units vest in 2022 if certain performance measures are achieved by the Issuer
  5. Of these restricted stock units, 1/3 vest on 3-6-2019, 1/3 vest on 3-6-2020, and 1/3 vest on 3-6-2021.
  6. These restricted stock units vest in 2021 if certain performance measures are achieved by the Issuer.
  7. These restricted stock units vest on 3-6-2021 if certain performance measures are achieved by the Issuer.
  8. Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
  9. These restricted stock units vest in 2020 if certain performance measures are achieved by the Issuer.
  10. These restricted stock units vest on 1-19-2020 if certain performance measures are achieved by the Issuer.
  11. Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.