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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2019-08-27 14:42:32
Reporting Period:
Accepted Time:
2019-08-27 14:42:32
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1517518 Clearbridge Energy Midstream Opportunity Fund Inc. EMO () 4
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1240480 P Daniel Cronin C/o Legg Mason Inc.
620 Eighth Avenue, 49Th Floor
New York NY 10018
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-08-26 5,653 $8.17 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
  1. Includes shares acquired from mergers.
  2. Includes shares acquired through the Fund's Dividend Reinvestment Plan.
  3. The price reported in column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $8.1676 to $8.1744 inclusive. Mr. Cronin undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares sold at each separate price within the range set forth above.