Filing Details
- Accession Number:
- 0001662378-19-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-27 12:01:28
- Reporting Period:
- 2019-08-23
- Accepted Time:
- 2019-08-27 12:01:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1668428 | Fgl Holdings | FG | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1662378 | O Christopher Blunt | 4Th Floor Boundary Hall, Cricket Square Grand Cayman E9 KY1-1102 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2019-08-23 | 10,000 | $7.96 | 240,000 | No | 4 | P | Direct | |
| Ordinary Shares | Acquisiton | 2019-08-23 | 10,000 | $7.88 | 250,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Employee Stock Option | $10.00 | 2025-12-21 | 1,443,200 | 1,443,200 | Direct | |
| Ordinary Shares | Employee Stock Option | $7.04 | 2025-12-21 | 1,756,800 | 1,756,800 | Direct | |
| Ordinary Shares | Employee Stock Option | $10.00 | 2025-12-21 | 613,476 | 613,476 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-12-21 | 1,443,200 | 1,443,200 | Direct |
| 2025-12-21 | 1,756,800 | 1,756,800 | Direct |
| 2025-12-21 | 613,476 | 613,476 | Direct |
Footnotes
- This transaction was executed in multiple trades at an average price of $7.96. The price represents the weighted average sales price of the shares. These shares were sold in multiple transactions at prices ranging from $7.95 to $7.96, inclusive. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- This transaction was executed in multiple trades at an average price of $7.88. The price represents the weighted average sales price of the shares. These shares were sold in multiple transactions at prices ranging from $7.86 to $7.89, inclusive. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- Stock option granted as an inducement award. Fifty percent of such award vests in five equal annual installments beginning on December 21, 2019, subject to continued employment. The remaining fifty percent vests in five equal installments beginning on December 21, 2019 based on attainment of performance objectives to be established by the board of directors on an annual basis, subject to continued employment.
- Stock option granted as an inducement award. Fifty percent of such award vests in three equal annual installments beginning on March 15, 2021 based on attainment of specified return on equity performance metrics, subject to continued employment. The remaining fifty percent vests in five equal installments beginning on March 15, 2020 based on attainment of specified minimum stock prices, subject to continued employment.
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