Filing Details

Accession Number:
0000045919-19-000043
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-23 15:55:29
Reporting Period:
2019-08-21
Accepted Time:
2019-08-23 15:55:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
45919 Harte Hanks Inc HHS Services-Direct Mail Advertising Services (7331) 741677284
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1712316 Jr. Victor Alfred Tobia 767 Third Avenue, 15Th Floor
New York NY 10017
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $1.00 Par Value Acquisiton 2019-08-21 17,142 $2.94 93,053 No 4 P Indirect By Sidus Double Alpha Fund, L.P.
Common Stock, $1.00 Par Value Acquisiton 2019-08-21 6,714 $2.94 36,447 No 4 P Indirect By Sidus Investment Partners, L.P.
Common Stock, $1.00 Par Value Acquisiton 2019-08-21 8,284 $2.94 44,969 No 4 P Indirect By Sidus Double Alpha Fund, Ltd.
Common Stock, $1.00 Par Value Acquisiton 2019-08-21 2,862 $2.94 15,531 No 4 P Indirect By Managed Account of Sidus Investment Management, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Sidus Double Alpha Fund, L.P.
No 4 P Indirect By Sidus Investment Partners, L.P.
No 4 P Indirect By Sidus Double Alpha Fund, Ltd.
No 4 P Indirect By Managed Account of Sidus Investment Management, LLC
Footnotes
  1. Shares of common stock owned directly by Sidus Investment Partners, L.P. ("Sidus Partners"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Partners, may be deemed to beneficially own the shares of common stock directly held by Sidus Partners for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.
  2. Shares of common stock owned directly by Sidus Double Alpha Fund, Ltd. ("Sidus Double Alpha Offshore"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha Offshore, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha Offshore for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.
  3. Shares of common stock held in an account for which Sidus Management serves as a sub-advisor (the "Managed Account"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the sub-advisor to the Managed Account, may be deemed to beneficially own the shares of common stock directly held in the Managed Account for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.