Filing Details

Accession Number:
0001567619-19-017501
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-22 21:32:46
Reporting Period:
2019-08-20
Accepted Time:
2019-08-22 21:32:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1200375 Codexis Inc. CDXS Industrial Organic Chemicals (2860) 710872999
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1238884 J John Nicols C/O Codexis, Inc.
200 Penobscot Drive
Redwood City CA 94063
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-08-20 10,000 $13.30 1,082,679 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Given the reporting person's sale of (i) 15,072 shares of CDXS common stock in a transaction that was executed in multiple trades in prices ranging from $20.90 to $21.34, inclusive, on March 18, 2019 and (ii) 40,000 shares of CDXS common stock in a transaction that was executed in multiple trades in prices ranging from $20.62 to $20.94, inclusive, on March 19, 2019, this purchase transaction is subject to the short-swing provisions under Section 16(b) of the Securities Exchange Act of 1934. Accordingly, the reporting person has agreed to pay to CDXS, $76,736.90 representing the full amount of profit realized in connection with this short-swing transaction, less transaction costs.