Filing Details
- Accession Number:
- 0001567619-19-017500
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-22 21:32:32
- Reporting Period:
- 2019-08-20
- Accepted Time:
- 2019-08-22 21:32:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1200375 | Codexis Inc. | CDXS | Industrial Organic Chemicals (2860) | 710872999 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1238884 | J John Nicols | C/O Codexis, Inc. 200 Penobscot Drive Redwood City CA 94063 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-08-20 | 10,000 | $13.30 | 1,082,679 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- Given the reporting person's sale of (i) 15,072 shares of CDXS common stock in a transaction that was executed in multiple trades in prices ranging from $20.90 to $21.34, inclusive, on March 18, 2019 and (ii) 40,000 shares of CDXS common stock in a transaction that was executed in multiple trades in prices ranging from $20.62 to $20.94, inclusive, on March 19, 2019, this purchase transaction is subject to the short-swing provisions under Section 16(b) of the Securities Exchange Act of 1934. Accordingly, the reporting person has agreed to pay to CDXS, $76,736.90 representing the full amount of profit realized in connection with this short-swing transaction, less transaction costs.
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