Home > Insider Trading > Filing (0001628280-19-011119)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1460329	Fluent Inc.	FLNT	Services-Advertising (7310)	770688094

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1735387	Huntley Donald Patrick	300 Vesey Street 9Th Floor New York NY 10282	Chief Operating Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-08-20	2,900	$3.00	111,234	No	4	P	Direct
Common Stock	Acquisiton	2019-08-21	12,100	$3.10	123,334	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership
Common Stock	50,000	Direct
Common Stock	16,666	Direct
Common Stock	50,000	Direct
Common Stock	225,000	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option	$4.72	2020-02-01	2029-02-01	396,000	396,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2029-02-01	396,000	396,000	Direct

Footnotes

On March 20, 2018, the Reporting Person received a grant of 50,000 restricted stock units ("RSUs") under the Issuer's 2015 Stock Incentive Plan. The RSUs will vest in two equal annual installments, beginning on February 1, 2020.
Also on March 20, 2018, the Reporting Person received a grant of 16,666 RSUs under the Issuer's 2015 Stock Incentive Plan. The RSUs will vest in two equal annual installments, beginning on March 1, 2020.
On March 27, 2018, the Reporting Person received a grant of 50,000 deferred stock units under the Issuer's Stock Incentive Plan, which vest immediately but with delivery of the underlying shares in two annual installments commencing on March 27, 2020, which delivery may be ended if the Reporting Person is terminated for cause.
On February 1, 2019, the Reporting Person received a grant of 225,000 RSUs under the Issuer's 2018 Stock Incentive Plan. Subject to continuing service, the RSUs will vest in four equal annual installments, beginning on February 1, 2021.
Subject to continuing service, 50% of the Stock Option Grants will vest on February 1, 2020. Subject to continuing service, the remaining 50% of the Stock Option Grants will vest if the Issuer's stock price remains above $7.375 for 20 consecutive trading days; provided, that no shares will vest prior to February 1, 2020.