Filing Details

Accession Number:
0001209191-19-047050
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-21 18:17:56
Reporting Period:
2019-08-19
Accepted Time:
2019-08-21 18:17:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1128361 Hope Bancorp Inc HOPE National Commercial Banks (6021) 954849715
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1301733 Steven Koh 3200 Wilshire Blvd.
Suite 1400
Los Angeles CA 90010
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-08-19 5,323 $13.85 38,691 No 4 S Indirect KOH CHARITABLE FOUNDATION
Common Stock Disposition 2019-08-20 10,829 $13.61 27,862 No 4 S Indirect KOH CHARITABLE FOUNDATION
Common Stock Disposition 2019-08-21 11,352 $13.60 16,510 No 4 S Indirect KOH CHARITABLE FOUNDATION
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect KOH CHARITABLE FOUNDATION
No 4 S Indirect KOH CHARITABLE FOUNDATION
No 4 S Indirect KOH CHARITABLE FOUNDATION
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,226,092 Indirect KOH-WILSHIRE LP
Common Stock 608,261 Indirect STEVEN S KOH TR KOH-WILSHIRE TRUST UA DTD 06/04/04
Common Stock 805 Indirect STEVEN SUKHWA KOH 2007 RETAINED ANNUITY TRUST
Common Stock 805 Indirect JUNG OK KOH 2007 RETAINED ANNUITY TRUST
Common Stock 6,667 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-qualified stock option (right to buy) $17.18 2026-09-01 30,000 30,000 Direct
Common Stock Stock Option (right to buy) $5.02 2016-08-01 2022-01-28 105,510 105,510 Direct
Common Stock Stock Option (right to buy) $14.65 2016-08-01 2025-08-25 6,167 6,167 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-09-01 30,000 30,000 Direct
2022-01-28 105,510 105,510 Direct
2025-08-25 6,167 6,167 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.83 to $13.87, inclusive. The reporting person undertakes to provide to HOPE Bancorp, Inc., any security holder of HOPE Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.61 to $13.62, inclusive. The reporting person undertakes to provide to HOPE Bancorp, Inc., any security holder of HOPE Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  3. These options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. 1/3 of the options vested immediately on the grant date, with the remaining 2/3 vesting in two equal annual installments thereafter.