Filing Details
- Accession Number:
- 0001209191-19-047043
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-21 17:53:35
- Reporting Period:
- 2019-08-19
- Accepted Time:
- 2019-08-21 17:53:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1459200 | Alarm.com Holdings Inc. | ALRM | Services-Prepackaged Software (7372) | 264247032 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1643898 | Stephen Trundle | C/O Alarm.com Holdings, Inc. 8281 Greensboro Drive Suite 100 Tysons VA 22102 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-08-19 | 20,000 | $4.00 | 242,443 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-08-19 | 20,000 | $47.18 | 222,443 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-08-21 | 25,050 | $0.00 | 247,493 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2019-08-21 | 159,569 | $0.00 | 279,687 | No | 5 | G | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | By Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-08-19 | 20,000 | $0.00 | 20,000 | $4.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 235,000 | 2023-12-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,111,235 | Indirect | By LLC |
Footnotes
- These exercises and the corresponding sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.81 - $47.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- These shares were previously reported as held by the Stephen Trundle 2015 4 year GRAT (the "4 Year GRAT") with the Reporting Person serving as the sole trustee of the 4 Year GRAT. On June 24, 2019, the Reporting Person ceased serving as trustee of the 4 Year GRAT. In connection with the termination of the 4 Year GRAT on August 21, 2019, 25,050 of the shares were distributed to the Reporting Person and are reported on this Form 4 as directly owned and the remaining 159,569 shares held by the 4 Year GRAT were transferred to the Stephen Trundle 2015 Gift Trust (the "Trust").
- These shares are owned by the Trust. Certain members of the Reporting Person's immediate family are beneficiaries of the Trust. The Reporting Person disclaims beneficial ownership of the shares owned by the Trust except to the extent, if any, of his pecuniary interest therein.
- These shares are owned by Backbone Partners, LLC ("Backbone"). The Reporting Person has the sole power to vote and dispose of the shares held by Backbone. The Reporting Person disclaims beneficial ownership of the shares owned by Backbone except to the extent, if any, of his pecuniary interest therein.
- This option is fully vested and immediately exercisable.
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