Filing Details

Accession Number:
0001401708-19-000180
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-21 16:35:20
Reporting Period:
2019-08-19
Accepted Time:
2019-08-21 16:35:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1401708 Nanostring Technologies Inc NSTG Biological Products, (No Disgnostic Substances) (2836) 200094687
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1592508 W. David Ghesquiere 530 Fairview Avenue N
Seattle WA 98109
Svp, Corporate & Business Dev No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-08-19 750 $23.34 52,572 No 4 M Direct
Common Stock Acquisiton 2019-08-19 2,421 $22.68 54,993 No 4 M Direct
Common Stock Acquisiton 2019-08-19 11,250 $18.80 66,243 No 4 M Direct
Common Stock Acquisiton 2019-08-19 4,000 $18.18 70,243 No 4 M Direct
Common Stock Disposition 2019-08-19 18,421 $28.23 51,822 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (right to buy) Disposition 2019-08-19 750 $23.34 750 $23.34
Common Stock Stock Options (right to buy) Disposition 2019-08-19 2,421 $22.68 2,421 $22.68
Common Stock Stock Option (right to buy) Disposition 2019-08-19 11,250 $18.80 11,250 $18.80
Common Stock Stock Option (right to buy) Disposition 2019-08-19 4,000 $18.18 4,000 $18.18
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
17,273 2029-03-25 No 4 M Direct
5,625 2026-11-09 No 4 M Direct
8,750 2027-02-05 No 4 M Direct
0 2024-01-30 No 4 M Direct
Footnotes
  1. The sales reported by Mr. Ghesquiere were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019.
  2. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.58, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  3. 1/48 of the shares subject to such option shall vest on the one-month anniversary of March 13, 2019 (the "Option Vesting Commencement Date") and 1/48th of the total number of shares each monthly anniversary of the Option Vesting Commencement Date becoming fully vested on the four-year anniversary of the Option Vesting Commencement Date.
  4. The shares subject to this option shall vest at a rate of 1/48th of the total number of shares on the one-month anniversary of November 10, 2016 (the "Option Vesting Commencement Date"), and 1/48th of the total number of shares vest each monthly anniversary of the Option Vesting Commencement Date thereafter, for so long as the recipient of the option remains a Service Provider, such that the total number of shares shall be fully vested on the four-year anniversary of the Option Vesting Commencement Date.
  5. The shares subject to this option shall vest at a rate of 1/48th of the total number of shares vest on the one-month anniversary of February 6, 2017 (the "Option Vesting Commencement Date") and 1/48th of the total number of shares each monthly anniversary of the Option Vesting Commencement Date thereafter (and if there is no corresponding day, on the last day of the month) for so long as the recipient of the option remains a "Service Provider" (as defined in the 2013 Plan) of the Company, such that the total number of shares shall be fully vested on the four-year anniversary of the Option Vesting Commencement Date.
  6. 1/48th of the shares subject to such Option shall vest on each monthly anniversary of January 31, 2014.