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Filing Details

Accession Number:: 0001209191-19-046936
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-08-21 12:28:35
Reporting Period:: 2019-08-19

Accepted Time:: 2019-08-21 12:28:35
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1653247	Waitr Holdings Inc.	WTRH	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1360802	Gray William Stream	C/O Waitr Holdings Inc. 844 Ryan Street, Suite 300 Lake Charles LA 70601		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-08-19	100,000	$1.44	1,474,736	No	4	P	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnotes

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	72,220	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Restricted Stock Units	$0.00			10,965	10,965	Direct
Common Stock	Restricted Stock Units	$0.00			19,779	19,779	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	10,965	10,965	Direct
	19,779	19,779	Direct

Footnotes

Represents shares of the Issuer's common stock purchased in the open market by Stream Family LP.
William Gray Stream has voting and dispositive control over the shares purchased by the entity named in footnote (1) in this Form 4 and over the shares owned by the entities named in footnotes (3) through (13) in this Form 4. Accordingly, Mr. Stream may be deemed to have or share beneficial ownership of such shares. Mr. Stream disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Mr. Stream has voting and dispositive control over 509,324 shares held directly by Stream Investment Holdings, LLC.
Mr. Stream has voting and dispositive control over 9,169 shares held directly by Steam Financial Services, LLC.
Mr. Stream has voting and dispositive control over 97,794 shares held directly by Sierra Pelican, LLC.
Mr. Stream has voting and dispositive control over 617,049 shares held directly by Mithras, LLC.
Mr. Stream has voting and dispositive control over 23,000 shares held directly by Matilda Gray Stream Trust FBO Geddings A Hempel UTA DTD 12/22/2011.
Mr. Stream has voting and dispositive control over 23,000 shares held directly by Matilda Gray Stream Trust FBO Lillian Stream U/A DTD 05/23/2012.
Mr. Stream has voting and dispositive control over 12,900 shares held directly by Matilda Gray Stream Trust FBO M Stream & Children U/A DTD 01/02/2012.
Mr. Stream has voting and dispositive control over 31,000 shares held directly by Matilda Gray Stream Trust FBO Matilda Stream U/A DTD 07/26/2010.
Mr. Stream has voting and dispositive control over 23,000 shares held directly by Matilda Gray Stream Trust FBO Fielder W Hempel U/A 12/06/2012.
Mr. Stream has voting and dispositive control over 16,000 shares held directly by Matilda Gray Stream Trust FBO Harold King Stream U/A DTD 11/25/2015.
Mr. Stream has voting and dispositive control over 12,500 shares held directly by Matilda Gray Stream Trust FBO Sanders Griffin Hempel U/T/A DTD 05/31/2016.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock or an equivalent amount in cash (or partly in cash and partly in shares).
Such RSUs vest on November 15, 2019, subject to the Reporting Person's continued service on the Issuer's board of directors on such vesting date.
Such RSUs vest on the day prior to the 2020 Annual Meeting of Stockholders of the Issuer, subject to the Reporting Person's continued service on the Issuer's board of directors on such vesting date.