Home > Insider Trading > Filing (0000950142-19-001818)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1063537	Ricebran Technologies	RIBT	()	DE

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
929607	Continental Grain Co	767 Fifth Avenue New York NY 10153		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2019-06-24	1,003,344	$0.01	7,283,046	No	4	X	Direct
Common Stock	Acquisiton	2019-08-16	200	$2.49	7,283,246	No	4	P	Direct
Common Stock	Acquisiton	2019-08-19	13,700	$2.59	7,296,946	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	X	Direct
No	4	P	Direct
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant to purchase Common Stock	Disposition	2019-06-24	1,003,344	$0.00	1,003,344	$0.01

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2019-03-08	2029-03-08	No	4	X	Direct

Footnotes

The price reported in Column 4 is a weighted average price. The 13,700 shares were sold in multiple transactions at prices ranging from $2.55 to $2.60, inclusive. The reporting person will provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
The warrant was exercisable beginning March 8, 2019, subject to a blocker provision that prohibited the reporting person from exercising the warrant if the common shares issuable upon the exercise of the warrant would result in beneficial ownership by the reporting person and its affiliates of more than 19.99% of the Issuer's common shares following such exercise (the "Maximum Percentage"), unless the shareholders of the Company approved of such exercise above the Maximum Percentage as required under the Nasdaq listing requirements. Such shareholder approval was obtained in June 2019.