Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2019-08-20 19:54:49
Reporting Period:
Accepted Time:
2019-08-20 19:54:49
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1063537 Ricebran Technologies RIBT () DE
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
929607 Continental Grain Co 767 Fifth Avenue
New York NY 10153
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-06-24 1,003,344 $0.01 7,283,046 No 4 X Direct
Common Stock Acquisiton 2019-08-16 200 $2.49 7,283,246 No 4 P Direct
Common Stock Acquisiton 2019-08-19 13,700 $2.59 7,296,946 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant to purchase Common Stock Disposition 2019-06-24 1,003,344 $0.00 1,003,344 $0.01
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-03-08 2029-03-08 No 4 X Direct
  1. The price reported in Column 4 is a weighted average price. The 13,700 shares were sold in multiple transactions at prices ranging from $2.55 to $2.60, inclusive. The reporting person will provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
  2. The warrant was exercisable beginning March 8, 2019, subject to a blocker provision that prohibited the reporting person from exercising the warrant if the common shares issuable upon the exercise of the warrant would result in beneficial ownership by the reporting person and its affiliates of more than 19.99% of the Issuer's common shares following such exercise (the "Maximum Percentage"), unless the shareholders of the Company approved of such exercise above the Maximum Percentage as required under the Nasdaq listing requirements. Such shareholder approval was obtained in June 2019.