Filing Details

Accession Number:
0000064040-19-000176
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-20 16:31:24
Reporting Period:
2019-08-16
Accepted Time:
2019-08-20 16:31:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
64040 S&P Global Inc. SPGI Services-Consumer Credit Reporting, Collection Agencies (7320) 131026995
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1581262 L. Douglas Peterson 55 Water Street
New York NY 10041
Ceo & President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-08-16 5,400 $254.73 163,731 No 4 S Direct
Common Stock Disposition 2019-08-16 600 $255.75 163,131 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options (Right to Buy) $77.81 2015-04-01 2024-03-31 51,304 51,304 Direct
Common Stock Restricted Stock Units $0.00 7,345 7,345 Direct
Common Stock Restricted Stock Units $0.00 2017-12-31 2019-12-31 4,732 4,732 Direct
Common Stock Restricted Stock Units $0.00 11,273 11,273 Direct
Common Stock Restricted Stock Units $0.00 2021-04-02 2021-04-02 10,716 10,716 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-03-31 51,304 51,304 Direct
7,345 7,345 Direct
2019-12-31 4,732 4,732 Direct
11,273 11,273 Direct
2021-04-02 10,716 10,716 Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/26/2019.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $254.62 to $255.47, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $255.62 to $255.99, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
  4. As previously reported, the reporting person was granted 51,304 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.
  5. Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
  6. As previously reported, the reporting person was granted 10,936 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
  7. As previously reported, the reporting person was granted 13,916 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
  8. As previously reported, the reporting person was granted 11,273 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.