Filing Details
- Accession Number:
- 0001562180-19-004389
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-19 21:48:33
- Reporting Period:
- 2019-08-15
- Accepted Time:
- 2019-08-19 21:48:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1557883 | Dermira Inc. | DERM | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1208907 | G Thomas Wiggans | C/O Dermira, Inc., 275 Middlefield Road, Suite 150 Menlo Park CA 94025 | Ceo & Chairman Of The Board | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-06-19 | 5,000 | $0.00 | 39,666 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2019-08-15 | 9,000 | $0.00 | 48,666 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-08-15 | 9,000 | $0.00 | 57,666 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-08-15 | 7,500 | $0.00 | 65,166 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-08-15 | 4,463 | $7.91 | 60,703 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-08-15 | 4,463 | $7.91 | 56,240 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-08-15 | 3,719 | $7.91 | 52,521 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2019-08-19 | 23,419 | $8.54 | 75,940 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2019-08-15 | 9,000 | $0.00 | 9,000 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2019-08-15 | 7,500 | $0.00 | 7,500 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2019-08-15 | 9,000 | $0.00 | 9,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,000 | No | 4 | M | Direct | ||
| 15,000 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 180,985 | Indirect | By the Wiggans Living Trust dated 5/14/02 |
Footnotes
- Represents shares of common stock donated as a gift to Kansas University Endowment Association.
- These shares include prior ESPP purchases.
- Shares purchased from Luis Pena in a private sale transaction.
- The Reporting Person is a Co-Trustee.
- Each RSU represents a contingent right to receive one share of DERM common stock.
- Vested as to 10% of the shares on August 15, 2017 and 30% of the shares on each of August 15, 2018 and August 15, 2019. The remaining 30% of the shares will vest on August 15, 2020, subject to the Reporting Person's continuous status as a service provider on the applicable vesting date.
- Vested as to 10% of the shares on August 15, 2018 and 30% of the shares on August 15, 2019. 30% of the shares will vest on each of August 15, 2020 and August 15, 2021, subject to the Reporting Person's continuous status as a service provider on the applicable vesting date.
- Fully vested August 15, 2019.
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