Filing Details

Accession Number:
0001562180-19-004389
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-19 21:48:33
Reporting Period:
2019-08-15
Accepted Time:
2019-08-19 21:48:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1557883 Dermira Inc. DERM () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1208907 G Thomas Wiggans C/o Dermira, Inc.,
275 Middlefield Road, Suite 150
Menlo Park CA 94025
Ceo & Chairman Of The Board No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-06-19 5,000 $0.00 39,666 No 5 G Direct
Common Stock Acquisiton 2019-08-15 9,000 $0.00 48,666 No 4 M Direct
Common Stock Acquisiton 2019-08-15 9,000 $0.00 57,666 No 4 M Direct
Common Stock Acquisiton 2019-08-15 7,500 $0.00 65,166 No 4 M Direct
Common Stock Disposition 2019-08-15 4,463 $7.91 60,703 No 4 F Direct
Common Stock Disposition 2019-08-15 4,463 $7.91 56,240 No 4 F Direct
Common Stock Disposition 2019-08-15 3,719 $7.91 52,521 No 4 F Direct
Common Stock Acquisiton 2019-08-19 23,419 $8.54 75,940 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 F Direct
No 4 F Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2019-08-15 9,000 $0.00 9,000 $0.00
Common Stock Restricted Stock Unit Disposition 2019-08-15 7,500 $0.00 7,500 $0.00
Common Stock Restricted Stock Unit Disposition 2019-08-15 9,000 $0.00 9,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,000 No 4 M Direct
15,000 No 4 M Direct
0 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 180,985 Indirect By the Wiggans Living Trust dated 5/14/02
Footnotes
  1. Represents shares of common stock donated as a gift to Kansas University Endowment Association.
  2. These shares include prior ESPP purchases.
  3. Shares purchased from Luis Pena in a private sale transaction.
  4. The Reporting Person is a Co-Trustee.
  5. Each RSU represents a contingent right to receive one share of DERM common stock.
  6. Vested as to 10% of the shares on August 15, 2017 and 30% of the shares on each of August 15, 2018 and August 15, 2019. The remaining 30% of the shares will vest on August 15, 2020, subject to the Reporting Person's continuous status as a service provider on the applicable vesting date.
  7. Vested as to 10% of the shares on August 15, 2018 and 30% of the shares on August 15, 2019. 30% of the shares will vest on each of August 15, 2020 and August 15, 2021, subject to the Reporting Person's continuous status as a service provider on the applicable vesting date.
  8. Fully vested August 15, 2019.