Filing Details

Accession Number:
0001654954-19-009789
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-19 21:34:46
Reporting Period:
2019-08-15
Accepted Time:
2019-08-19 21:34:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1596961 Rumbleon Inc. RMBL () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1461836 John Denmar Dixon C/o Rumbleon, Inc.
1350 Lakeshore Drive, Suite 160
Coppell TX 75019
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Acquisiton 2019-08-15 17,000 $0.00 187,500 No 4 M Direct
Class B Common Stock Acquisiton 2019-08-16 47,000 $3.76 234,500 No 4 P Direct
Class B Common Stock Acquisiton 2019-08-16 250 $3.72 1,250 No 4 P Indirect see footnore
Class B Common Stock Acquisiton 2019-08-19 250 $3.82 1,500 No 4 P Indirect see footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 P Direct
No 4 P Indirect see footnore
No 4 P Indirect see footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Restricted Stock Units Disposition 2019-08-15 17,000 $0.00 17,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
68,000 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock 12,750 Indirect see footnote
Class B Common Stock 1,052,829 Indirect see footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class B Common Stock Restricted Stock Units $0.00 17,500 17,500 Direct
Class B Common Stock Restricted Stock Units $0.00 35,000 35,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
17,500 17,500 Direct
35,000 35,000 Direct
Footnotes
  1. Represents shares of RMBL Class B Common Stock received upon vesting of Restricted Stock Units ("RSUs"). The shares of common stock were delivered on August 15, 2019.
  2. Includes 52,811 shares held in a joint account with the Reporting Person's spouse.
  3. Represents the weighted average purchase price of the shares purchased ranging from a low of $3.64 to a high of $3.85 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  4. Represents the weighted average purchase price of the shares purchased ranging from a low of $3.68 to a high of $3.75 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  5. Represents shares owned by the Reporting Person's son.
  6. Represents shares owned by the Reporting Person's spouse.
  7. Represents shares owned through Blue Flame Capital, LLC, an entity controlled by the Reporting Person.
  8. Each RSU represents a contingent right to receive one share of RMBL Class B Common Stock.
  9. These RSUs were granted on June 25, 2018.
  10. The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date.
  11. These RSUs were granted on March 31, 2017.
  12. These RSUs were granted on June 3, 2019
  13. The RSUs vest one year from the grant date, and are subject to prorata vesting if a director leaves the Board of Directors before the one year period.