Home > Insider Trading > Filing (0001288847-19-000117)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1288847	Five9 Inc.	FIVN	()	4/A

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1227348	Barry Zwarenstein	C/O Five9, Inc. Bishop Ranch 8, 4000 Executive Parkway, Suite 400 San Ramon, CA 94583	Chief Financial Officer	No	Yes	No	No

Transaction Summary

Sold:	7,663 shares	Avg. Price: $61.47	Total Value: $471,044.61
Number of Shares After Transactions:	225,905 shares

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-08-14	2,007	$4.25	114,771	No	4	M	Direct
Common Stock	Disposition	2019-08-14	2,007	$61.47	112,764	No	4	S	Direct
Common Stock	Disposition	2019-08-14	5,656	$61.47	225,905	No	4	S	Indirect	By Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	S	Indirect	By Trust

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2019-08-14	2,007	$0.00	2,007	$4.25

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
33,098		2024-11-05	No	4	M	Direct

Footnotes

The Form filed on August 16, 2019 correctly reported the sale on August 14, 2019 of 7,663 shares but incorrectly stated the source of the shares and the reporting person's holdings following the transaction. This amendment has been filed to indicate that a portion of the shares sold on August 14, 2019 were the result of the exercise of a stock option.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.65 to $62.81, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The option granted November 5, 2014 is fully vested.