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Filing Details

Accession Number:
0001553350-19-000867
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-19 17:48:57
Reporting Period:
2019-08-16
Accepted Time:
2019-08-19 17:48:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1396536 Duos Technologies Group Inc. DUOT Services-Prepackaged Software (7372) 650493217
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1427103 Graham Adrian Goldfarb 6622 Southpoint Drive S
Jacksonville FL 32216
Cfo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Acquisiton 2019-08-16 1,000 $0.55 65,949 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Excludes 34,020 warrants to purchase common stock as previously reported by Mr. Goldfarb on December 5, 2017 and 265,000 options issued to Mr. Goldfarb on March 8, 2018.
  2. Excludes 193,499 warrants to purchase common stock as previously reported by Mr. Goldfarb on December February 25, 2019.