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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2019-08-19 17:37:39
Reporting Period:
Accepted Time:
2019-08-19 17:37:39
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1378140 Ocean Power Technologies Inc. OCN Electric Services (4911) 222535818
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1710919 Kevin Stein 1661 Worthington Road, Suite 100
West Palm Beach FL 33409
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-08-16 30,000 $1.53 30,000 No 4 P Indirect By trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 74,278 Direct
  1. These securities are held by the Kevin Stein Rev Living Trust U/A 4/30/19 of which Kevin and Robin Stein are the trustees.
  2. Includes 62,500 restricted stock units representing a contingent right to receive one share of OCN common stock (RSUs). The RSUs will vest, and the underlying shares of common stock will be delivered, on May 30, 2020, subject to certain conditions relating to the reporting person's service as a director of the issuer.