Filing Details

Accession Number:
0001179110-19-009630
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-19 17:31:21
Reporting Period:
2019-08-15
Accepted Time:
2019-08-19 17:31:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1374310 Cboe Global Markets Inc. CBOE Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 205446972
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1538451 A Christopher Isaacson C/O Cboe Global Markets, Inc.
400 South Lasalle Street
Chicago IL 60605
Executive Vp, Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-08-15 10,000 $22.08 74,644 No 4 M Direct
Common Stock Disposition 2019-08-15 2,100 $120.08 72,544 No 4 S Direct
Common Stock Disposition 2019-08-15 5,818 $121.40 66,726 No 4 S Direct
Common Stock Disposition 2019-08-15 2,082 $121.71 64,644 No 4 S Direct
Common Stock Disposition 2019-08-16 4,000 $0.00 60,644 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 5 G Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2019-08-15 10,000 $0.00 10,000 $22.08
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,000 2017-02-28 2020-01-31 No 4 M Direct
Footnotes
  1. The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2019.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.56 to $120.48. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.61 to $121.60. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.61 to $121.86. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.