Filing Details
- Accession Number:
- 0001209191-19-046624
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-19 17:05:10
- Reporting Period:
- 2019-07-02
- Accepted Time:
- 2019-08-19 17:05:10
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1234045 | B Eric Stang | C/O Ooma, Inc. 525 Almanor Ave., Suite 200 Sunnyvale CA 94085 | Ceo And Pres. | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-07-02 | 121,760 | $0.00 | 0 | No | 5 | G | Indirect | By the Stang Family 2014 Grantor Retained Annuity Trust |
| Common Stock | Disposition | 2019-08-15 | 4,267 | $12.00 | 894,266 | No | 4 | S | Indirect | By the Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | By the Stang Family 2014 Grantor Retained Annuity Trust |
| No | 4 | S | Indirect | By the Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 362,500 | Direct |
Footnotes
- This transaction involved the gift of shares by the reporting person to various trusts for his children from the Stang Family 2014 Grantor Retained Annuity Trust (the "GRAT"). The reporting person is not the trustee of any of his children's trusts. The reporting person disclaims beneficial ownership of the shares held in his children's trusts and this report should not be deemed an admission that the reporting person is the beneficial owner of his children's shares.
- Following the transfer described in footnote 1 above, there are no shares remaining in the GRAT, of which the reporting person was the trustee.
- Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
- The range of prices for the shares of Common Stock is from $12.00 to $12.01. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- Shares held by the Eric Stang & Pamela Stang Trust U/A 09/02/2004 Stang Family Trust (the "Trust"). Voting and investment power over the shares held by the Trust is exercised by the reporting person, as one of the trustees.
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