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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2019-08-19 16:35:05
Reporting Period:
Accepted Time:
2019-08-19 16:35:05
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1756908 Pimco Energy & Tactical Credit Opportunities Fund NRGX () 000000000
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1762432 Iii Nichols David Fisher C/o Pimco
650 Newport Center Drive
Newport Beach CA 92660
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2019-08-15 5,600 $17.94 18,414 No 4 P Indirect By Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Family Trust
  1. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $17.8692 to $17.9700, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. Includes (i) 60 shares acquired on April 16, 2019 and (ii) 254 shares acquired on July 2, 2019, each pursuant to a qualified dividend reinvestment plan.