Filing Details

Accession Number:
0001445305-19-000125
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2019-08-19 15:14:15
Reporting Period:
2019-08-14
Accepted Time:
2019-08-19 15:14:15
Original Submission Date:
2019-08-16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1445305 Workiva Inc WK Services-Prepackaged Software (7372) 472509828
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1623840 M. Troy Calkins 2900 University Boulevard
Ames IA 50010
Evp, Clo & Corp Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2019-08-14 63,820 $15.86 368,066 No 4 M Direct
Class A Common Stock Disposition 2019-08-16 100,000 $56.25 268,066 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option to Purchase Class A Common Stock Disposition 2019-08-14 63,820 $56.25 63,820 $15.86
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
45,080 2015-02-25 2024-02-24 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Employee Stock Option to Purchase Class A Common Stock $15.83 2015-08-12 2024-08-11 39,600 39,600 Direct
Class A Common Stock Employee Stock Option to Purchase Class A Common Stock $15.86 2015-03-27 2024-03-26 9,900 9,900 Direct
Class A Common Stock Employee Stock Option to Purchase Class A Common Stock $12.40 2018-02-01 2027-01-31 37,407 37,407 Direct
Class A Common Stock Employee Stock Option to Purchase Class A Common Stock $14.74 2017-02-01 2026-01-31 31,469 31,469 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-08-11 39,600 39,600 Direct
2024-03-26 9,900 9,900 Direct
2027-01-31 37,407 37,407 Direct
2026-01-31 31,469 31,469 Direct
Footnotes
  1. Granted pursuant to 2009 Unit Incentive Plan.
  2. Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.
  3. Grant of stock option pursuant to the 2014 Equity Incentive Plan.
  4. Vests in three equal annual installments commencing on the first anniversary of the grant date.