Filing Details
- Accession Number:
- 0001209191-19-046322
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-16 16:26:56
- Reporting Period:
- 2019-08-15
- Accepted Time:
- 2019-08-16 16:26:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 8063 | Astronics Corp | ATRO | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 160959303 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1223156 | C David Burney | 130 Commerce Way East Aurora NY 14052 | Vp-Finance, Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| $.01 Pv Common Stock | Disposition | 2019-08-15 | 4,000 | $26.20 | 33,434 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| $.01 Pv Class B Stock | 160,315 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| $.01 Pv Com Stk | OPTION | $2.84 | 2010-12-03 | 2019-12-03 | 12,710 | 12,710 | Direct |
| $.01 Pv Cl B Stk | OPTION | $2.84 | 2010-12-03 | 2019-12-03 | 22,502 | 22,502 | Direct |
| $.01 Pv Com Stk | OPTION | $7.68 | 2011-12-02 | 2020-12-02 | 5,000 | 5,000 | Direct |
| $.01 Pv Cl B Stk | OPTION | $7.68 | 2011-12-02 | 2020-12-02 | 8,852 | 8,852 | Direct |
| $.01 Pv Com Stk | OPTION | $13.59 | 2012-12-01 | 2021-12-01 | 3,600 | 3,600 | Direct |
| $.01 Pv Cl B Stk | OPTION | $13.59 | 2012-12-01 | 2021-12-01 | 5,467 | 5,467 | Direct |
| $.01 Pv Com Stk | OPTION | $9.20 | 2013-11-29 | 2022-11-29 | 6,400 | 6,400 | Direct |
| $.01 Pv Cl B Stk | OPTION | $9.20 | 2013-11-29 | 2022-11-29 | 7,616 | 7,616 | Direct |
| $.01 Pv Com Stk | OPTION | $28.45 | 2014-12-11 | 2023-12-11 | 2,600 | 2,600 | Direct |
| $.01 Pv Cl B Stk | Option | $28.45 | 2014-12-11 | 2023-12-11 | 2,145 | 2,145 | Direct |
| $.01 Pv Com Stk | OPTION | $30.83 | 2015-12-11 | 2024-12-11 | 3,150 | 3,150 | Direct |
| $.01 Pv Cl B Stk | Option | $30.83 | 2015-12-11 | 2024-12-11 | 1,641 | 1,641 | Direct |
| $.01 Pv Com Stk | Option | $27.72 | 2016-12-03 | 2025-12-03 | 4,100 | 4,100 | Direct |
| $.01 Pv Cl B Stk | Option | $27.72 | 2016-12-03 | 2025-12-03 | 1,322 | 1,322 | Direct |
| $.01 Pv Com Stk | Option | $31.76 | 2017-12-14 | 2026-12-14 | 4,370 | 4,370 | Direct |
| $.01 Pv Cl B Stk | Option | $31.76 | 2017-12-14 | 2026-12-14 | 656 | 656 | Direct |
| $.01 Pv Com Stk | Option | $35.61 | 2018-12-12 | 2027-12-12 | 6,350 | 6,350 | Direct |
| $.01 Pv Cl B Stk | Option | $35.61 | 2018-12-12 | 2027-12-12 | 953 | 953 | Direct |
| $.01 Pv Com Stk | Restricted Stock Unit | $0.00 | 1,095 | 1,095 | Direct | ||
| $.01 Pv Cl B Stk | Restricted Stock Unit | $0.00 | 164 | 164 | Direct | ||
| $.01 Pv Com Stk | Option | $31.57 | 2019-12-13 | 2028-12-13 | 8,410 | 8,410 | Direct |
| $.01 Pv Com Stk | Restricted Stock Unit | $0.00 | 1,106 | 1,106 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-12-03 | 12,710 | 12,710 | Direct |
| 2019-12-03 | 22,502 | 22,502 | Direct |
| 2020-12-02 | 5,000 | 5,000 | Direct |
| 2020-12-02 | 8,852 | 8,852 | Direct |
| 2021-12-01 | 3,600 | 3,600 | Direct |
| 2021-12-01 | 5,467 | 5,467 | Direct |
| 2022-11-29 | 6,400 | 6,400 | Direct |
| 2022-11-29 | 7,616 | 7,616 | Direct |
| 2023-12-11 | 2,600 | 2,600 | Direct |
| 2023-12-11 | 2,145 | 2,145 | Direct |
| 2024-12-11 | 3,150 | 3,150 | Direct |
| 2024-12-11 | 1,641 | 1,641 | Direct |
| 2025-12-03 | 4,100 | 4,100 | Direct |
| 2025-12-03 | 1,322 | 1,322 | Direct |
| 2026-12-14 | 4,370 | 4,370 | Direct |
| 2026-12-14 | 656 | 656 | Direct |
| 2027-12-12 | 6,350 | 6,350 | Direct |
| 2027-12-12 | 953 | 953 | Direct |
| 1,095 | 1,095 | Direct | |
| 164 | 164 | Direct | |
| 2028-12-13 | 8,410 | 8,410 | Direct |
| 1,106 | 1,106 | Direct |
Footnotes
- Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2018- December 31, 2020. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2020, with the vesting percentage determined based on actual performance.
- Each restricted stock unit represents the right to receive, at settlement, one share of Class B stock.
- Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2019-December 31, 2021. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2021, with the vesting percentage determined based on actual performance.
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