Filing Details
- Accession Number:
- 0001445305-19-000122
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-16 16:17:20
- Reporting Period:
- 2019-08-14
- Accepted Time:
- 2019-08-16 16:17:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1445305 | Workiva Inc | WK | Services-Prepackaged Software (7372) | 472509828 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1701593 | G. Scott Ryan | 2900 University Boulevard Ames IA 50010 | Evp And Chief Revenue Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-08-14 | 25,000 | $17.92 | 242,944 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2019-08-14 | 6,250 | $13.55 | 249,194 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2019-08-16 | 31,250 | $56.25 | 217,944 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | Disposition | 2019-08-14 | 25,000 | $56.25 | 25,000 | $17.92 |
| Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | Disposition | 2019-08-14 | 6,250 | $56.25 | 6,250 | $13.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 175,000 | 2017-08-15 | 2026-08-31 | No | 4 | M | Direct |
| 18,750 | 2018-01-03 | 2027-01-02 | No | 4 | M | Direct |
Footnotes
- Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter.
Billionaire Hedge Funds
