Filing Details

Accession Number:
0001104659-19-046228
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-15 20:26:42
Reporting Period:
2019-08-13
Accepted Time:
2019-08-15 20:26:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1330436 Liquidia Technologies Inc LQDA Surgical & Medical Instruments & Apparatus (3841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1747046 Timothy Albury 419 Davis Drive, Suite 100
Morrisville NC 27560
Svp, Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-08-13 1,361 $4.71 38,272 No 4 M Direct
Common Stock Disposition 2019-08-13 920 $7.06 37,352 No 4 S Direct
Common Stock Acquisiton 2019-08-14 640 $4.71 37,992 No 4 M Direct
Common Stock Disposition 2019-08-14 466 $6.50 37,526 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Incentive Stock Option (right to buy) Disposition 2019-08-13 1,361 $0.00 1,361 $4.71
Common Stock Incentive Stock Option (right to buy) Disposition 2019-08-14 640 $0.00 640 $4.71
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
18,250 2015-08-01 2025-06-30 No 4 M Direct
17,610 2015-08-01 2025-06-30 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.02 to $7.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1 to this Form 4.
  2. Such option vested in 36 equal monthly installments on the first day of each month after July 1, 2015.