Filing Details

Accession Number:
0001465740-19-000070
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-15 16:40:02
Reporting Period:
2019-08-14
Accepted Time:
2019-08-15 16:40:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1465740 Two Harbors Investment Corp. TWO Real Estate Investment Trusts (6798) 270312904
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1474897 Thomas Siering Two Harbors Investment Corp.
575 Lexington Avenue, Suite 2930
New York NY 10022
Ceo & President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2019-08-14 5,000 $13.11 745,706 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 121,212 Indirect Thomas E. Siering 2019 Grantor Retained Annuity Trust
Common Stock, Par Value $0.01 Per Share 121,212 Indirect Thomas E. Siering 2019 Grantor Retained Annuity Trust II
Common Stock, Par Value $0.01 Per Share 121,212 Indirect Thomas E. Siering 2019 Grantor Retained Annuity Trust III
Footnotes
  1. Excludes a total of 363,636 shares indirectly owned by the reporting person through the Thomas E Siering 2019 Grantor Retained Annuity Trust, the Thomas E Siering 2019 Grantor Retained Annuity Trust II and the Thomas E Siering 2019 Grantor Retained Annuity Trust III. The reporting person is the sole trustee and annuitant of each trust. These shares were previously reported by the reporting person as directly owned prior to their contribution to the trusts.