Home > Insider Trading > Filing (0001127602-19-026710)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
823094	Sothebys	BID	Services-Business Services, Nec (7389)	382478409

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1114673	M Dennis Weibling	1334 York Avenue New York NY 10021		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2019-08-13	11,000	$58.31	70,000	No	4	S	Direct
Common Stock	Disposition	2019-08-14	9,000	$58.24	61,000	No	4	S	Direct
Common Stock	Disposition	2019-08-14	1,000	$58.20	9,000	No	4	S	Indirect	By Eagle Wings LLC
Common Stock	Disposition	2019-08-14	400	$0.00	8,600	No	5	G	Indirect	By Eagle Wings LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Indirect	By Eagle Wings LLC
No	5	G	Indirect	By Eagle Wings LLC

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Deferred Stock Units	Acquisiton	2019-08-15	536	$58.24	536	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
29,665			No	4	A	Direct

Footnotes

The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $58.15 to $58.50, inclusive. The Reporting Person undertakes to provide to Sotheby's, any security holder of Sotheby's, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $58.0897 to $58.35, inclusive. The Reporting Person undertakes to provide to Sotheby's, any security holder of Sotheby's, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The Reporting Person, his wife and children all own outstanding interests of this limited liability company.
The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.