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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2019-08-14 21:11:25
Reporting Period:
Accepted Time:
2019-08-14 21:11:25
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1616533 Smart Global Holdings Inc. SGH () 4
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1005688 M Bruce Goldberg C/o Smart Modular Technologies, Inc.
39870 Eureka Drive
Newark CA 94560
Vp, Chief Legal Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Disposition 2019-08-12 2,200 $27.71 2,267 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
  1. The transactions were effective pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 10/25/2017 and modified on 04/07/2018 and 08/03/2018.
  2. The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $27.40 to $28.00. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.