Filing Details

Accession Number:
0001127602-19-026648
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-14 21:05:23
Reporting Period:
2019-08-12
Accepted Time:
2019-08-14 21:05:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
943819 Resmed Inc RMD Surgical & Medical Instruments & Apparatus (3841) 980152841
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1485164 J. Michael Farrell Resmed Inc.
9001 Spectrum Center Blvd
San Diego CA 92123
Chief Executive Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Resmed Common Stock Acquisiton 2019-08-12 6,651 $43.63 292,988 No 4 M Direct
Resmed Common Stock Disposition 2019-08-12 6,651 $132.35 286,337 No 4 S Direct
Resmed Common Stock Acquisiton 2019-08-14 17,987 $0.00 304,324 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Resmed Commmon Stock ResMed Common Stock Options Disposition 2019-08-12 6,651 $0.00 6,651 $43.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
39,902 2014-03-01 2020-03-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Resmed Common Stock 10,340 Indirect Lisette and Michael Farrell Family Trust
Footnotes
  1. The transaction was conducted under a Rule 10b5-1 plan.
  2. This transaction was executed in multiple trades at prices ranging from $131.35 to 132.86. The price reported above reflects the weighted average sale price.
  3. Represents performance-based restricted stock units granted on November 14, 2018. The shares were earned on August 14, 2019, when the compensation committee certified that the performance metrics were met.
  4. Represents date options first became exercisable. Options vest 1/3 per year.