Filing Details

Accession Number:
0001662378-19-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-14 16:01:48
Reporting Period:
2019-08-12
Accepted Time:
2019-08-14 16:01:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1668428 Fgl Holdings FG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1662378 O Christopher Blunt 4Th Floor
Boundary Hall, Cricket Square
Grand Cayman E9 KY1-1102
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2019-08-12 100,000 $7.36 220,000 No 4 P Direct
Ordinary Shares Acquisiton 2019-08-14 5,000 $7.17 225,000 No 4 P Direct
Ordinary Shares Acquisiton 2019-08-14 5,000 $7.19 230,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Ordinary Shares Employee Stock Option $7.04 2025-12-21 1,756,800 1,756,800 Direct
Ordinary Shares Employee Stock Option $10.00 2025-12-21 1,443,200 1,443,200 Direct
Ordinary Shares Employee Stock Option $10.00 2025-12-21 613,476 613,476 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-12-21 1,756,800 1,756,800 Direct
2025-12-21 1,443,200 1,443,200 Direct
2025-12-21 613,476 613,476 Direct
Footnotes
  1. This transaction was executed in multiple trades at an average price of $7.36. The price represents the weighted average sales price of the shares. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
  2. This transaction was executed in multiple trades at an average price of $7.17. The price represents the weighted average sales price of the shares. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
  3. This transaction was executed in multiple trades at an average price of $7.19. The price represents the weighted average sales price of the shares. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
  4. Stock option granted as an inducement award. Fifty percent of such award vests in five equal annual installments beginning on December 21, 2019, subject to continued employment. The remaining fifty percent vests in five equal installments beginning on December 21, 2019 based on attainment of performance objectives to be established by the board of directors on an annual basis, subject to continued employment.
  5. Stock option granted as an inducement award. Fifty percent of such award vests in three equal annual installments beginning on March 15, 2021 based on attainment of specified return on equity performance metrics, subject to continued employment. The remaining fifty percent vests in five equal installments beginning on March 15, 2020 based on attainment of specified minimum stock prices, subject to continued employment.