Filing Details
- Accession Number:
- 0001005229-19-000237
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-14 11:56:30
- Reporting Period:
- 2019-08-12
- Accepted Time:
- 2019-08-14 11:56:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1005229 | Columbus Mckinnon Corp | CMCO | Construction Machinery & Equip (3531) | 160547600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1650036 | Benjamin Auyeung | 205 Crosspoint Parkway Getzville NY 14068 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-08-12 | 1,874 | $27.12 | 12,405 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-08-12 | 1,874 | $34.14 | 10,531 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-08-12 | 2,281 | $24.33 | 12,812 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-08-12 | 2,281 | $34.14 | 10,531 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-08-13 | 2,698 | $24.33 | 13,229 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-08-13 | 2,698 | $34.72 | 10,531 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2019-08-12 | 1,874 | $0.00 | 1,874 | $27.12 |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2019-08-12 | 2,281 | $0.00 | 4,979 | $24.33 |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2019-08-13 | 2,698 | $0.00 | 2,698 | $24.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-05-19 | 2024-05-19 | No | 4 | M | Direct |
| 2,698 | 2018-05-22 | 2027-05-21 | No | 4 | M | Direct |
| 0 | 2018-05-22 | 2027-05-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,531 | Direct |
Footnotes
- Originally a 9,959 option grant. 4,979 were vested as of August 12, 2019, and the remaining 4,980 unvested options were forfeited due to reporting person's termination of employment on May 31, 2019.
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