Filing Details
- Accession Number:
- 0001213900-19-015687
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-14 10:53:44
- Reporting Period:
- 2019-08-13
- Accepted Time:
- 2019-08-14 10:53:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1009891 | Air Industries Group | AIRI | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 204458244 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1344959 | Peter Rettaliata | 46 Iroquois Drive Brightwaters NY 11706 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-08-13 | 46,667 | $1.00 | 65,269 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to purchase) | Acquisiton | 2013-09-16 | 18,750 | $0.00 | 18,750 | $6.60 |
| Common Stock | Stock Options (right to purchase) | Acquisiton | 2017-07-24 | 50,000 | $0.00 | 50,000 | $1.42 |
| Common Stock | Stock Options (right to purchase) | Acquisiton | 2018-05-14 | 10,000 | $0.00 | 10,000 | $1.59 |
| Common Stock | Stock Options (right to purchase) | Acquisiton | 2019-02-13 | 10,000 | $0.00 | 10,000 | $1.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 18,750 | 2014-09-01 | 2020-08-31 | No | 4 | A | Direct |
| 50,000 | 2018-07-24 | 2024-07-24 | No | 4 | A | Direct |
| 10,000 | 2018-05-14 | 2023-05-31 | No | 4 | A | Direct |
| 10,000 | 2019-01-31 | 2025-12-31 | No | 4 | A | Direct |
Footnotes
- Vests in annual installments of 10,000 shares commencing July 24, 2018.
- Fully vested as of December 31, 2018.
- Vests as to 2,500 shares on March 31, 2019, an additional 2,500 shares on each of June 30, 2019, September 31, 2019 and December 31, 2019.
Billionaire Hedge Funds
