Filing Details

Accession Number:
0001179110-19-009466
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-13 17:22:13
Reporting Period:
2019-08-09
Accepted Time:
2019-08-13 17:22:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366527 Carbon Black Inc. CBLK Services-Prepackaged Software (7372) 550810166
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1738570 James Ryan Polk C/O Carbon Black, Inc.
1100 Winter Street
Waltham MA 02451
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-08-09 6,800 $5.98 75,753 No 4 M Direct
Common Stock Disposition 2019-08-09 6,800 $19.00 68,953 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2019-08-09 6,800 $0.00 6,800 $5.98
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
151,000 2027-01-26 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.
  2. The stock option vests 25% on January 1, 2018 and the remainder vests in equal monthly installments such that the option will be fully vested on January 1, 2021.