Filing Details

Accession Number:
0001179110-19-009389
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-12 18:32:40
Reporting Period:
2019-08-09
Accepted Time:
2019-08-12 18:32:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1604821 Natera Inc. NTRA Services-Medical Laboratories (8071) 010894487
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1711968 Leonard Steven Chapman C/O Natera, Inc., 201 Industrial Road
Suite 410
San Carlos CA 94070
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-08-09 10,209 $9.59 20,061 No 4 M Direct
Common Stock Acquisiton 2019-08-09 17,875 $10.41 37,936 No 4 M Direct
Common Stock Acquisiton 2019-08-09 42,735 $9.29 80,671 No 4 M Direct
Common Stock Acquisiton 2019-08-09 4,793 $7.45 85,464 No 4 M Direct
Common Stock Acquisiton 2019-08-09 15,761 $10.73 101,225 No 4 M Direct
Common Stock Disposition 2019-08-09 10,209 $33.00 91,016 No 4 S Direct
Common Stock Disposition 2019-08-09 17,875 $33.00 73,141 No 4 S Direct
Common Stock Disposition 2019-08-09 42,735 $33.00 30,406 No 4 S Direct
Common Stock Disposition 2019-08-09 4,793 $33.00 25,613 No 4 S Direct
Common Stock Disposition 2019-08-09 15,761 $33.00 9,852 No 4 S Direct
Common Stock Disposition 2019-08-09 7,623 $33.00 2,229 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2019-08-09 10,209 $0.00 10,209 $9.59
Common Stock Stock Option (right to buy) Disposition 2019-08-09 17,875 $0.00 17,875 $10.41
Common Stock Stock Option (right to buy) Disposition 2019-08-09 42,735 $0.00 42,735 $9.29
Common Stock Stock Option (right to buy) Disposition 2019-08-09 4,793 $0.00 4,793 $7.45
Common Stock Stock Option (right to buy) Disposition 2019-08-09 15,761 $0.00 15,761 $10.73
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
16,043 2026-04-07 No 4 M Direct
49,157 2027-06-08 No 4 M Direct
103,785 2028-03-08 No 4 M Direct
0 2025-03-25 No 4 M Direct
22,917 2027-07-13 No 4 M Direct
Footnotes
  1. The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2019.
  2. The option shares vest over four years. 25% of the option shares vest and become exercisable on April 1, 2017 and the remaining shares vest in 36 equal monthly installments thereafter.
  3. The option shares vest over four years. 25% of the option shares vest and become exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.
  4. The option shares vest over four years. 25% of the option shares vest and become exercisable on March 09, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.
  5. The option shares vest fully and became exercisable on February 16, 2015.
  6. The option shares vest over four years. 25% of the option shares vest and become exercisable on March 12, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.