Filing Details

Accession Number:
0001127602-19-026414
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-12 16:33:00
Reporting Period:
2019-01-08
Accepted Time:
2019-08-12 16:33:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1481792 Quadaphics Inc. QUAD Commercial Printing (2750) 391152983
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1595041 Quadracci Kathryn Flores
Quad/Graphics 53089-3995
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2019-08-08 4,974 $10.67 27,922 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2019-01-08 1,445 $0.00 1,445 $0.00
Class A Common Stock Class B Common Stock Disposition 2019-05-31 156 $0.00 156 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
156 No 5 G Direct
0 No 5 J Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 4,067 Indirect As Trustee - DQ 2008 Trust
Class A Common Stock 4,067 Indirect As Trustee - HVQ 2003 Trust
Class A Common Stock 4,067 Indirect As Trustee - MAQ 2001 Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 2,868 2,868 Indirect
Class A Common Stock Class B Common Stock $0.00 14,915 14,915 Indirect
Class A Common Stock Class B Common Stock $0.00 2,870 2,870 Indirect
Class A Common Stock Class B Common Stock $0.00 2,868 2,868 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2,868 2,868 Indirect
14,915 14,915 Indirect
2,870 2,870 Indirect
2,868 2,868 Indirect
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $10.67 to $10.68. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
  2. Includes 23,241 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the settlement date or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.
  3. Includes 1,661 additional deferred stock units resulting from payment of dividends on the Class A Common Stock underlying deferred stock units previously granted.
  4. Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.