Filing Details

Accession Number:
0001363150-19-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-12 13:32:34
Reporting Period:
2019-08-08
Accepted Time:
2019-08-12 13:32:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
819793 Albany International Corp AIN Broadwoven Fabric Mills, Man Made Fiber & Silk (2221) 140462060
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1363150 Alan Robert Hansen C/O Albany International Corp.
216 Airport Drive, Unit 1
Rochester NH 03867
Senior Vice President & Cto No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2019-08-08 200 $15.69 200 No 4 M Direct
Class A Common Stock Disposition 2019-08-08 200 $83.58 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option Disposition 2019-08-08 200 $0.00 200 $15.69
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-11-09 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 4,775 Indirect By 401(k)
Class A Common Stock 13,404 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Employee Stock Option $10.56 2020-11-15 450 450 Direct
Class A Common Stock Employee Stock Option $20.45 2021-11-06 600 1,050 Direct
Class A Common Stock Employee Stock Option $20.63 2022-11-07 1,000 2,050 Direct
Class A Common Stock Phantom Stock Units $0.00 2017-03-01 3,372 3,372 Direct
Class A Common Stock Phantom Stock Units $0.00 2018-03-01 2,650 2,650 Direct
Class A Common Stock Phantom Stock Units $0.00 2019-03-01 3,666 3,666 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-11-15 450 450 Direct
2021-11-06 600 1,050 Direct
2022-11-07 1,000 2,050 Direct
3,372 3,372 Direct
2,650 2,650 Direct
3,666 3,666 Direct
Footnotes
  1. Options granted pursuant to the Company's 1998 Stock Option Plan as incentive to remain in employ of the Company.
  2. Fully exercisable.
  3. Phantom Stock Units granted on February 23, 2017 pursuant to the Albany International Corp. 2011 Performance Phantom Stock Unit Plan (the "Phantom Stock Plan"). Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
  4. 1,687 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2017.
  5. Phantom Stock Units granted on February 22, 2018 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
  6. 883 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2018.
  7. Phantom Stock Units granted on February 21, 2019 pursuant to the Phantom Stock Plan. Each Phantom Stock Unit entitles the holder to receive the cash equivalent of one share of Class A Common Stock at the time of vesting.
  8. 917 Phantom Stock Units will be settled and payable each year on or about March 1, beginning March 1, 2019.