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Filing Details

Accession Number:: 0001183755-19-000007
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-08-09 16:30:30
Reporting Period:: 2019-08-07

Accepted Time:: 2019-08-09 16:30:30
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1069258	Kratos Defense & Security Solutions Inc.	KTOS	Guided Missiles & Space Vehicles & Parts (3760)	133818604

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1095761	P L Ix Partners Investment Oak	901 Main Avenue Suite 600 Norwalk CT 06851	No	No	No	Yes
1112125	Oak Ix Affiliates Fund A Lp	901 Main Avenue Suite 600 Norwalk CT 06851	No	No	No	Yes
1112201	Oak Ix Affiliates Fund Lp	901 Main Avenue Suite 600 Norwalk CT 06851	No	No	No	Yes
1131676	Partnership Ltd X Partners Investment Oak	901 Main Avenue Suite 600 Norwalk CT 06851	No	No	No	Yes
1143824	Oak X Affiliates Fund Lp	901 Main Avenue Suite 600 Norwalk CT 06851	No	No	No	Yes
1183755	L Bandel Carano	C/O Oak Investment Partners 901 Main Avenue, Suite 600 Norwalk CT 06851	Yes	No	No	No
1466232	Oak Investment Partners Xiii, Limited Partnership	901 Main Avenue Suite 600 Norwalk CT 06851	No	No	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2019-08-07	250,000	$19.11	366,098	No	4	S	Direct
Common Stock	Disposition	2019-08-08	250,000	$19.26	449,090	No	4	S	Indirect	See

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Indirect	See

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Director Option	$0.00			0	81,051	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	0	81,051	Direct

Footnotes

Represents shares of Common Stock directly owned by Bandel L. Carano.
Represents 957 shares of Common Stock sold by Oak Investment Partners IX, L.P. ("Oak IX"); 29 shares of Common Stock sold by Oak IX Affiliates Fund, L.P. ("Oak IX Affiliates"); 64 shares of Common Stock sold by Oak IX Affiliates Fund-A, L.P. ("Oak IX Affiliates-A"); 102,081 shares of Common Stock sold by Oak Investment Partners X, Limited Partnership ("Oak X"); 262 shares of Common Stock sold by Oak X Affiliates Fund, L.P. ("Oak X Affiliates"); 146,607 shares of Common Stock sold by Oak Investment Partners XIII, L.P. ("Oak XIII").
Represents 1,721 shares of Common Stock beneficially owned by Oak IX; 183,636 shares of Common Stock beneficially owned by Oak X; 263,733 shares of Common Stock beneficially owned by Oak XIII.
Common Stock sold was held by Oak IX, Oak IX Affiliates, Oak IX Affiliates-A, Oak X, Oak X Affiliates, and Oak XIII. Oak Associates IX, L.L.C. is the General Partner of Oak IX; Oak IX Affiliates, L.L.C. is the General Partner of Oak IX Affiliates and Oak IX Affiliates-A; Oak Associates X, L.L.C. is the General Partner of Oak X; Oak X Affiliates, L.L.C. is the General Partner of Oak X Affiliates; and Oak Associates XIII, L.L.C. is the General Partner of Oak XIII and may be deemed to beneficially own the reported securities.
Consists of Director Option to purchase 19,430 shares of Common Stock, which is held by Mr. Carano on behalf of Oak X; Director Option to purchase 313 shares of Common Stock, which is held by Mr. Carano on behalf of Oak X Affiliates; and Director Option to purchase 61,308 shares of Common Stock, which is held by Mr. Carano on behalf of Oak XIII.