Filing Details
- Accession Number:
- 0001005229-19-000235
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-09 13:11:42
- Reporting Period:
- 2019-08-07
- Accepted Time:
- 2019-08-09 13:11:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1005229 | Columbus Mckinnon Corp | CMCO | Construction Machinery & Equip (3531) | 160547600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1650036 | Benjamin Auyeung | 205 Crosspoint Parkway Getzville NY 14068 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-08-07 | 8,983 | $24.94 | 19,514 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-08-07 | 8,983 | $34.73 | 10,531 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-08-07 | 1,184 | $18.95 | 11,715 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-08-07 | 1,184 | $34.73 | 10,531 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-08-07 | 11,930 | $15.16 | 22,461 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-08-07 | 11,930 | $34.73 | 10,531 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2019-08-07 | 8,983 | $0.00 | 8,983 | $24.94 |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2019-08-07 | 1,184 | $0.00 | 1,184 | $18.95 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2019-08-07 | 11,930 | $0.00 | 11,930 | $15.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-05-18 | 2025-05-18 | No | 4 | M | Direct |
| 0 | 2014-05-20 | 2023-05-20 | No | 4 | M | Direct |
| 0 | 2017-05-23 | 2026-05-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,531 | Direct |
Footnotes
- Previously reported as 18,989.6903. Reporting person had 4,782.6903 shares of unvested restricted stock units and 3,676 unvested shares which were forfeited upon reporting person's termination of employment on May 31, 2019.
- Originally a 15,907 option grant. 11,930 were vested as of August 7, 2019, and the remaining 3,977 unvested options were forfeited due to reporting person's termination of employment on May 31, 2019.
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