Filing Details
- Accession Number:
- 0001209191-19-045128
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-08 16:43:21
- Reporting Period:
- 2019-08-07
- Accepted Time:
- 2019-08-08 16:43:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1757898 | Steris Plc | STE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1413087 | Jr M Walter Rosebrough | C/O 70 Sir John Rogerson'S Quay Dublin L2 2 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2019-08-07 | 67,000 | $67.98 | 119,123 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2019-08-07 | 37,721 | $149.93 | 81,402 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2019-08-07 | 20,779 | $150.83 | 60,623 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2019-08-08 | 44,000 | $67.98 | 104,623 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2019-08-08 | 32,865 | $153.65 | 71,758 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2019-08-08 | 11,135 | $154.32 | 60,623 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2019-08-07 | 7,000 | $0.00 | 6,000 | No | 5 | G | Indirect | See Footnote Below. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Indirect | See Footnote Below. |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Employee Stock Option (right to buy) | Disposition | 2019-08-07 | 67,000 | $0.00 | 67,000 | $67.98 |
| Ordinary Shares | Employee Stock Option (right to buy) | Disposition | 2019-08-08 | 44,000 | $0.00 | 44,000 | $67.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 44,000 | 2025-08-10 | No | 4 | M | Direct | |
| 0 | 2025-08-10 | No | 4 | M | Direct |
Footnotes
- Price reflects a weighted average sale price for multiple transactions ranging from $149.44 to $150.40 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Price reflects a weighted average sale price for multiple transactions ranging from $150.48 to $151.31 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Price reflects a weighted average sale price for multiple transactions ranging from $153.02 to $154.01 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Price reflects a weighted average sale price for multiple transactions ranging from $154.02 to $154.56 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- These 60,623 ordinary shares are held by the reporting person as trustee of a revocable trust established for his benefit. 32,360 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 4,681 on June 1, 2020; 4,000 on June 1, 2020; 3,097 on June 1, 2020; 2,597 on June 1, 2020; 4,000 on June 1, 2021; 3,097 on June 1, 2021; 2,597 on June 1, 2021; 3,097 on May 31, 2022; 2,597 on May 31, 2022; and 2,597 on May 31, 2023.
- These ordinary shares are held by the reporting person's spouse as trustee of a revocable trust established for her benefit.
- This option to purchase 111,000 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 111,000 Old STERIS ordinary shares for $67.98 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.
Billionaire Hedge Funds
