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Home > Insider Trading > Filing (0001179110-19-009244)

Filing Details

Accession Number:: 0001179110-19-009244
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-08-07 16:09:57
Reporting Period:: 2019-08-05

Accepted Time:: 2019-08-07 16:09:57
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1366527	Carbon Black Inc.	CBLK	Services-Prepackaged Software (7372)	550810166

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1738570	James Ryan Polk	C/O Carbon Black, Inc. 1100 Winter Street Waltham MA 02451	See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-08-05	200	$5.98	69,153	No	4	M	Direct
Common Stock	Disposition	2019-08-05	200	$19.00	68,953	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2019-08-05	200	$0.00	200	$5.98

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
157,800		2027-01-26	No	4	M	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.
The stock option vests 25% on January 1, 2018 and the remainder vests in equal monthly installments such that the option will be fully vested on January 1, 2021.