Filing Details

Accession Number:
0001490906-19-000055
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-07 15:16:57
Reporting Period:
2019-08-06
Accepted Time:
2019-08-07 15:16:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1490906 Capitol Federal Financial Inc. CFFN Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1560043 G. Natalie Haag C/O Capitol Federal Financial
700 Kansas Avenue
Topeka KS 66603
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Cffn Commnon Stock Acquisiton 2019-08-06 2,015 $13.00 61,264 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Cffn Commnon Stock CFFN Phantom Stock 2018 Acquisiton 2019-08-06 0 $12.77 0 $12.77
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,296 2022-01-02 2022-01-02 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Cffn Common Stock 13,042 Indirect ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Cffn Common Stock CFFN Phantom Stock 2016 $16.46 2019-12-31 2019-12-31 2,690 2,690 Direct
Cffn Common Stock CFFN Phantom Stock 2017 $13.41 2021-01-02 2021-01-02 3,694 3,694 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-12-31 2,690 2,690 Direct
2021-01-02 3,694 3,694 Direct
Footnotes
  1. Phantom stock units are acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash three years from date of acquisition.